三九養(yǎng)生堂記者 鄧肯·蓋伊 報道
精彩| 西??(xi)南??(nan)證??(zheng)券??(quan)首??(shou)席??(xi)分??(fen)析??(xi)師?(shi) 張?(zhang)剛??(gang)：證??(zheng)券??(quan)監(jiān)??(jian)管??(guan)部??(bu)門??(men)一??(yi)直??(zhi)對??(dui)戰(zhàn)??(zhan)略??(lve)投?(tou)資?(zi)者??(zhe)出??(chu)借??(jie)證??(zheng)券??(quan)行??(xing)為??(wei)嚴??(yan)格??(ge)監(jiān)??(jian)管??(guan)??，明??(ming)確??(que)要??(yao)求?(qiu)相??(xiang)關??(guan)主??(zhu)體??(ti)不??(bu)得??(de)通??(tong)過??(guo)任??(ren)何??(he)方??(fang)式?(shi)變??(bian)相??(xiang)減??(jian)持??(chi)、不??(bu)得??(de)通??(tong)過??(guo)任??(ren)何??(he)方??(fang)式??(shi)合??(he)謀??(mou)進??(jin)行??(xing)利??(li)益??(yi)輸??(shu)送??(song)??，一??(yi)旦??(dan)發(fā)??(fa)現(xiàn)??(xian)將??(jiang)依??(yi)法??(fa)嚴??(yan)肅??(su)處??(chu)理?(li)??。??此??(ci)次??(ci)也??(ye)是??(shi)專??(zhuan)門??(men)提??(ti)出?(chu)要??(yao)健??(jian)全??(quan)融??(rong)券??(quan)券?(quan)源??(yuan)分??(fen)配??(pei)機??(ji)制??(zhi)??，就??(jiu)是??(shi)希??(xi)望??(wang)通??(tong)過??(guo)制??(zhi)度??(du)性??(xing)的??(de)方?(fang)式??(shi)??，加??(jia)強??(qiang)對??(dui)融??(rong)券??(quan)交?(jiao)易??(yi)行??(xing)為?(wei)的??(de)管??(guan)理?(li)??，加??(jia)強??(qiang)監(jiān)?(jian)管??(guan)執(zhí)??(zhi)法?(fa)力??(li)度??(du)???！ ∽C??(zheng)監(jiān)??(jian)會??(hui)此??(ci)次??(ci)調(diào)??(tiao)整??(zheng)優(yōu)??(you)化?(hua)融??(rong)券??(quan)相??(xiang)關??(guan)制??(zhi)度??(du)主??(zhu)要?(yao)包?(bao)括?(kuo)：融??(rong)券??(quan)端??(duan)??，將??(jiang)融??(rong)券??(quan)保??(bao)證??(zheng)金??(jin)比??(bi)例??(li)由?(you)不??(bu)得??(de)低??(di)于??(yu)50%上??(shang)調(diào)??(tiao)至??(zhi)80%??，對??(dui)私??(si)募??(mu)證??(zheng)券??(quan)投??(tou)資??(zi)基??(ji)金??(jin)參??(can)與??(yu)融??(rong)券??(quan)的??(de)保??(bao)證??(zheng)金??(jin)比??(bi)例??(li)上??(shang)調(diào)??(tiao)至??(zhi)100%；出??(chu)借??(jie)端?(duan)??，取??(qu)消??(xiao)上??(shang)市??(shi)公?(gong)司?(si)高??(gao)管??(guan)及??(ji)核??(he)心??(xin)員??(yuan)工??(gong)通??(tong)過??(guo)參??(can)與??(yu)戰(zhàn)??(zhan)略??(lve)配??(pei)售??(shou)設??(she)立??(li)的??(de)專??(zhuan)項??(xiang)資??(zi)產(chǎn)??(chan)管??(guan)理??(li)計??(ji)劃??(hua)出??(chu)借??(jie)??，適??(shi)度?(du)限??(xian)制??(zhi)其??(qi)他??(ta)戰(zhàn)??(zhan)略??(lve)投??(tou)資??(zi)者??(zhe)在??(zai)上??(shang)市??(shi)初??(chu)期??(qi)的??(de)出??(chu)借??(jie)方?(fang)式??(shi)和?(he)比??(bi)例??(li)??。??
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