三九養(yǎng)生堂記者 鄧肯·蓋伊 報道
精彩| 在??(zai)交?(jiao)易??(yi)所?(suo)的??(de)具??(ju)體??(ti)安??(an)排??(pai)中??(zhong)特??(te)別?(bie)強??(qiang)調??(tiao)??，戰(zhàn)?(zhan)略??(lve)投??(tou)資??(zi)者??(zhe)出??(chu)借??(jie)獲??(huo)配??(pei)股??(gu)票?(piao)的??(de)??，不??(bu)得??(de)與??(yu)融??(rong)券??(quan)投??(tou)資??(zi)者??(zhe)或??(huo)者?(zhe)其??(qi)他??(ta)主??(zhu)體??(ti)合??(he)謀??(mou)??，鎖??(suo)定??(ding)配??(pei)售??(shou)股??(gu)票??(piao)收??(shou)益??(yi)、實??(shi)施??(shi)利??(li)益??(yi)輸??(shu)送??(song)或??(huo)者??(zhe)謀??(mou)取??(qu)其??(qi)他??(ta)不?(bu)當??(dang)利?(li)益??(yi)?。??同??(tong)時??(shi)??，交??(jiao)易??(yi)所??(suo)要?(yao)求??(qiu)??，應??(ying)當??(dang)遵??(zun)循??(xun)公??(gong)平??(ping)、風??(feng)險??(xian)可??(ke)控??(kong)的??(de)原??(yuan)則??(ze)??，建??(jian)立??(li)健??(jian)全??(quan)融??(rong)券??(quan)券??(quan)源??(yuan)分??(fen)配??(pei)機??(ji)制??(zhi)??，防??(fang)范??(fan)利??(li)益祝(yi)輸??(shu)送??(song)；應??(ying)當??(dang)按??(an)照??(zhao)穿?(chuan)透??(tou)原??(yuan)則??(ze)核?(he)查??(zha)投?(tou)資??(zi)者??(zhe)情??(qing)況??(kuang)??，并?(bing)對?(dui)投??(tou)資??(zi)者??(zhe)融??(rong)券??(quan)行??(xing)為??(wei)加??(jia)強??(qiang)管??(guan)理??(li)??！ ∧??(nan)開??(kai)大??(da)學??(xue)金??(jin)融??(rong)發(fā)??(fa)展??(zhan)研?(yan)究??(jiu)院??(yuan)院??(yuan)長??(chang) 田??(tian)利??(li)輝??(hui)：這?(zhe)是??(shi)監(jiān)??(jian)管??(guan)機??(ji)構??(gou)通??(tong)過??(guo)規(guī)??(gui)則??(ze)優(yōu)??(you)化??(hua)來?(lai)實??(shi)現(xiàn)??(xian)逆??(ni)周??(zhou)期??(qi)調??(tiao)節(jié)??(jie)的??(de)具??(ju)體??(ti)舉??(ju)措??(cuo)??，此??(ci)時??(shi)推??(tui)出??(chu)法??(fa)治??(zhi)化??(hua)舉??(ju)措??(cuo)、優(yōu)?(you)化??(hua)相??(xiang)關??(guan)規(guī)??(gui)則??(ze)??，在??(zai)一??(yi)定??(ding)程??(cheng)度??(du)上??(shang)限??(xian)制?(zhi)內??(nei)部?(bu)人??(ren)員??(yuan)的??(de)交??(jiao)易??(yi)行?(xing)為??(wei)??，也??(ye)推??(tui)出??(chu)市??(shi)場??(chang)化??(hua)舉??(ju)措??(cuo)??，加??(jia)大??(da)做??(zuo)空?(kong)成??(cheng)本??(ben)??，有??(you)助??(zhu)于??(yu)防?(fang)范??(fan)不??(bu)當??(dang)套??(tao)利??(li)??。??
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