三九養(yǎng)生堂記者 鄧肯·蓋伊 報(bào)道
精彩| 南??(nan)開??(kai)大??(da)學(xué)??(xue)金??(jin)融??(rong)發(fā)??(fa)展??(zhan)研??(yan)究??(jiu)院??(yuan)院??(yuan)長(zhǎng)?(chang) 田??(tian)利??(li)輝??(hui)：這??(zhe)是??(shi)監(jiān)??(jian)管??(guan)機(jī)??(ji)構(gòu)??(gou)通??(tong)過??(guo)規(guī)??(gui)則??(ze)優(yōu)??(you)化??(hua)來??(lai)實(shí)??(shi)現(xiàn)??(xian)逆??(ni)周??(zhou)期??(qi)調(diào)??(tiao)節(jié)??(jie)的??(de)具?(ju)體??(ti)舉?(ju)措??(cuo)??，此??(ci)時(shí)??(shi)推??(tui)出??(chu)法??(fa)治?(zhi)化祝(hua)舉??(ju)措??(cuo)、優(yōu)??(you)化??(hua)相??(xiang)關(guān)??(guan)規(guī)??(gui)則??(ze)??，在??(zai)一??(yi)定??(ding)程??(cheng)度?(du)上??(shang)限??(xian)制??(zhi)內(nèi)?(nei)部??(bu)人??(ren)員??(yuan)的??(de)交??(jiao)易??(yi)行??(xing)為??(wei)??，也??(ye)推??(tui)出??(chu)市?(shi)場(chǎng)??(chang)化??(hua)舉??(ju)措??(cuo)??，加??(jia)大??(da)做??(zuo)空??(kong)成??(cheng)本??(ben)??，有??(you)助??(zhu)于??(yu)防??(fang)范??(fan)不??(bu)當(dāng)??(dang)套??(tao)利??(li)秘。?? 在??(zai)交??(jiao)易?(yi)所??(suo)的??(de)具??(ju)體??(ti)安??(an)排??(pai)中?(zhong)特?(te)別??(bie)強(qiáng)??(qiang)調(diào)??(tiao)??，戰(zhàn)??(zhan)略??(lve)投?(tou)資?(zi)者?(zhe)出??(chu)借??(jie)獲??(huo)配??(pei)股??(gu)票?(piao)的??(de)??，不??(bu)得??(de)與??(yu)融??(rong)券??(quan)投??(tou)資??(zi)者??(zhe)或??(huo)者??(zhe)其??(qi)他?(ta)主??(zhu)體?(ti)合??(he)謀??(mou)??，鎖??(suo)定??(ding)配??(pei)售??(shou)股??(gu)票?(piao)收??(shou)益??(yi)、實(shí)?(shi)施??(shi)利??(li)益??(yi)輸??(shu)送??(song)或??(huo)者??(zhe)謀??(mou)取??(qu)其??(qi)他?(ta)不??(bu)當(dāng)??(dang)利??(li)益??(yi)??。??同??(tong)時(shí)??(shi)??，交??(jiao)易??(yi)所?(suo)要??(yao)求??(qiu)??，應(yīng)?(ying)當(dāng)??(dang)遵??(zun)循??(xun)公??(gong)平??(ping)、風(fēng)??(feng)險(xiǎn)??(xian)可??(ke)控??(kong)的??(de)原??(yuan)則??(ze)??，建??(jian)立??(li)健??(jian)全??(quan)融??(rong)券??(quan)券??(quan)源??(yuan)分??(fen)配??(pei)機(jī)??(ji)制??(zhi)??，防??(fang)范??(fan)利??(li)益?(yi)輸??(shu)送??(song)；應(yīng)??(ying)當(dāng)??(dang)按?(an)照??(zhao)穿??(chuan)透??(tou)原??(yuan)則??(ze)核??(he)查??(zha)投?(tou)資??(zi)者??(zhe)情??(qing)況??(kuang)??，并??(bing)對(duì)??(dui)投??(tou)資??(zi)者??(zhe)融?(rong)券??(quan)行??(xing)為??(wei)加?(jia)強(qiáng)??(qiang)管??(guan)理??(li)??。
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